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Compliance

Multi-jurisdiction compliance framework with KYC/KYB onboarding, AML/CFT monitoring, and sanctions screening.

KYC/KYB Onboarding

  • • Identity verification with government-issued documents
  • • Beneficial ownership disclosure (UBO)
  • • Source of funds and source of wealth verification
  • • PEP (Politically Exposed Persons) screening
  • • Biometric verification (when applicable)
  • • Continuous monitoring and periodic re-verification

AML/CFT Framework

  • • Real-time transaction monitoring
  • • Sanctions list screening (OFAC, UN, EU, HMT)
  • • Suspicious activity reporting (SAR/STR)
  • • Currency transaction reporting (CTR)
  • • Enhanced due diligence for high-risk clients
  • • Regular compliance audits and training

Supported Jurisdictions

We operate in multiple jurisdictions with tailored compliance for each region:

  • • Brazil (Correspondent Banking License - placeholder)
  • • European Union (EMI License - placeholder)
  • • United Kingdom (FCA Authorization - placeholder)
  • • Switzerland (FINMA License - placeholder)
  • • Singapore (MAS License - placeholder)

Note: Available services may vary by jurisdiction. Contact us for jurisdiction-specific information.

Restricted Jurisdictions

Services are not available in the following jurisdictions:

  • • Countries subject to OFAC sanctions (e.g., North Korea, Iran, Syria, Cuba)
  • • High-risk jurisdictions identified by FATF
  • • Jurisdictions with inadequate AML/CFT frameworks
  • • United States (retail clients - institutional inquiries accepted)

Access may be blocked based on IP address, documentation, or other risk indicators.

Compliance Policies

Anti-Money Laundering (AML) Policy

Comprehensive framework for detecting and preventing money laundering, including transaction monitoring, suspicious activity reporting, and customer due diligence.

Counter-Terrorism Financing (CFT) Policy

Procedures to identify and report potential terrorism financing, including sanctions screening and enhanced monitoring of high-risk transactions.

Data Retention Policy

Compliance with regulatory requirements for data retention (minimum 5-10 years for transaction records). See our Privacy Policy for details.

Regulatory Reporting

We maintain robust reporting systems to comply with regulatory requirements:

  • Suspicious Activity Reports (SAR/STR) to financial intelligence units
  • Large transaction reporting (CTR) as required by jurisdiction
  • Cross-border payment reporting (SWIFT, wire transfers)
  • Beneficial ownership registries and corporate transparency filings
  • Periodic regulatory examinations and audits